Greater London
Up to £60K

Compliance Manager

Ref: 2800| Posted: 7th Aug 20172017-08-07

This vacancy is now closed

Compliance Manager

An exciting opportunity for an experience senior Compliance professional to work with a rapidly growing award-winning FS house.

The Compliance Manager will work with the organisation's compliance clients and will be responsible for overseeing the work of a small team of Compliance Associates that are assigned to you. Your day to day role will require you to be involved in:

  • Oversee a small team of Compliance Associates in their daily task
  • Manage the ongoing compliance monitoring plan for a portfolio of clients (hedge funds, investment managers, corporate finance advisors, wealth managers, crowdfunders)
  • Perform a variety of special compliance projects and thematic reviews and sign-offs
  • Collate compliance requests and articulate issues to the compliance committee for discussion
  • Undertake compliance projects as requested.

To secure this role you will have a proven track record in a senior Compliance role, will have worked in compliance in a hedge funds, investment managers, corporate finance advisors, wealth managers or crowdfunders environment. To be considered you must have:

  • Experience in working in an FCA compliance environment with a good understanding of the financial services industry
  • Team leader skills to lead a small team of 2-3
  • Knowledge of Finacial Promotions
  • Knowledge of AIFMD and MIFID


If you have a background as a Senior Compliance professional within a Investment, Wealth, Hedge fund or Asset Management organisation this opportunity could offer you the next challenge you are looking for. This organisation offers career progression and truly is a company on the rise.




The C&D Group are acting as a recruitment agency in regard to this role.